Report Created 06/22/2025 at 6:57 AM
PLANHOLDERS LIST
SOLICITATION 71813: Investment Management Services
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Solicitation Title:
Investment Management Services
Solicitation Number:
71813
Brief Description:
The Orange County Transportation Authority invites proposals from qualified consultants to provide investment management services.
Instructions:
Please download the RFP for detailed instructions.
Date Posted:
7/24/2017 12:00:00 AM
Closing Date:
8/23/2017 2:00:00 PM (PST)
Contract Administrator:
Masih Bahadori
Phone Number:
(714) 560-5841
 
Category:
       
 
[Header:Prime Contractors]Needed ServicesContact Instructions
Company Name: MORGAN STANLEY<br /> Contact: MICHAEL CAMPOPIANO<br /> Address: 55 SOUTH LAKE AVENUE, SUITE 800, PASADENA, CA 91109<br /> Phone: (626) 5843405<br /> Email: MICHAEL.CAMPOPIANO@MORGANSTANLEY.COMNot looking for a subcontractor 
Company Name: J P MORGAN INVESTMENT MNGT<br /> Contact: LAUREN BRANTS<br /> Address: 560 MISSION STREET, 5TH FLOOR, SAN FRANCISCO, CA 94105<br /> Phone: (415) 3155100<br /> Email: MADDIE.RUBIN@JPMCHASE.COMNot looking for a subcontractor 
Company Name: WELLS CAPITAL MANAGEMENT<br /> Contact: MARCELA PEARCE<br /> Address: 525 MARKET STREET, 10TH FLOOR, SAN FRANCISCO, CA 94105<br /> Phone: (415) 3965130<br /> Email: Not looking for a subcontractor 
Company Name: STERLING CAPITAL MANAGEMENT<br /> Contact: ANTHONY CORALLO<br /> Address: 533 AIRPORT BLVD., SUITE 400, BURLINGAME, CA 94010<br /> Phone: (650) 4012239<br /> Email: TCORALLO@STERLING-CAPITAL.COMNot looking for a subcontractor 
Company Name: U.S. BANK<br /> Contact: RANDY UNGERSMA<br /> Address: 4270 EXECUTIVE SQUARE, LA JOLLA, CA 92037<br /> Phone: (619) 3856280<br /> Email: GOVERNMENTBANKINGSOUTHWESTTEAM@USBANK.COMNot looking for a subcontractor 
Company Name: U.S. BANCORP ASSET MANAGEMENT, INC.<br /> Contact: THOMAS MOORE<br /> Address: 800 NICOLLET MALL, BC-MN-H04M, MINNEAPOLIS, MN 55402<br /> Phone: (651) 4680777<br /> Email: THOMAS.MOORE1@USBANK.COMNot looking for a subcontractor 
Company Name: PUBLIC FINANCIAL MANAGEMENT<br /> Contact: DIANE KENNON<br /> Address: 50 CALIFORNIA STREET , SUITE 2300, SAN FRANCISCO, CA 94111<br /> Phone: (415) 9825544<br /> Email: KENNOND@PFM.COMNot looking for a subcontractor 
Company Name: GARCIA HAMILTON & ASSOCIATES<br /> Contact: RUBY DANG<br /> Address: 5 HOUSTON CENTER, 1401 MCKINNEY, SUITE 1600, HOUSTON, TX 77010<br /> Phone: (713) 8532359<br /> Email: RUBY@GARCIAHAMILTONASSOCIATES.COMNot looking for a subcontractor 
Company Name: LOGAN CIRCLE PARTNERS, L.P.<br /> Contact: WENDY KASZAK<br /> Address: 25 DEFOREST AVE, SUMMIT, NJ 07901<br /> Phone: (908) 3760546<br /> Email: WKASZAK@LCPIM.COMNot looking for a subcontractor 
Company Name: INCOME RESEARCH & MANAGEMENT<br /> Contact: MARGARET MCCURDY<br /> Address: 100 FEDERAL STREET, BOSTON, MA 02110<br /> Phone: (617) 3309333<br /> Email: MMCCURDY@INCOMERESEARCH.COMNot looking for a subcontractor 
Company Name: CHANDLER ASSET MANAGEMENT <br /> Contact: MIA CORRAL BROWN<br /> Address: 6225 LUSK BLVD , SAN DIEGO , CA 92121<br /> Phone: (858) 5463737<br /> Email: MARKETING@CHANDLERASSET.COMNot looking for a subcontractor 
Company Name: NATIONAL FINANCIAL SERVICES LL<br /> Contact: RYAN HIGGINS<br /> Address: 88 BLACK FALCON AVE. SUITE 167, BOSTON, MA 02210<br /> Phone: (617) 3929215<br /> Email: RYAN.HIGGINS@FMR.COMNot looking for a subcontractor 
Company Name: TAX & FINANCIAL GROUP<br /> Contact: DAVID KIM<br /> Address: 4001 MACARTHUR BLVD, 3RD FLOOR, NEWPORT BEACH, CA 92626<br /> Phone: (949) 2238404<br /> Email: DAVID.KIM@TFGROUP.COMNot looking for a subcontractor 
Company Name: BRONSTEIN<br /> Contact: SERGE BRONSTEIN<br /> Address: 1435 N. HARBOR BLVD #57, FULLERTON, CA 92835<br /> Phone: (714) 3269877<br /> Email: BRONSTEINAV@GMAIL.COMNot looking for a subcontractor 
Company Name: JKMILNE ASSET MANAGEMENT<br /> Contact: BRIAN BORNEMAN<br /> Address: 1520 ROYAL PALM SQUARE BLVD., SUITE 210, FORT MYERS, FL 33919<br /> Phone: (239) 9363430<br /> Email: BBORNEMAN@JKMILNE.COMNot looking for a subcontractor 
Company Name: RYAN LABS ASSET MANAGEMENT<br /> Contact: BRAD JACOB<br /> Address: 500 FIFTH AVE, STE 2520, NEW YORK, NY 10110<br /> Phone: (646) 7088044<br /> Email: BJACOB@RYANLABS.COMNot looking for a subcontractor 
Company Name: T. ROWE PRICE<br /> Contact: KEN BROOKS<br /> Address: 333 BUSH STREET, SAN FRANCISCO, CA 94104<br /> Phone: (415) 7721104<br /> Email: KEN_BROOKS@TROWEPRICE.COMNot looking for a subcontractor 
Company Name: WELLS FARGO BANK, NATIONAL ASSOCIATION<br /> Contact: RENEE GORDON<br /> Address: 333 S. GRAND AVENUE, 5TH FLOOR, LOS ANGELES, CA 90071<br /> Phone: (213) 2537229<br /> Email: RENEE.GORDON@WELLSFARGO.COMNot looking for a subcontractor 
Company Name: BARD CONSULTING<br /> Contact: HEIDI SIEGENTHALER<br /> Address: 555 MONTGOMERY STREET, SUITE 1288, SAN FRANCISCO, CA 94111<br /> Phone: (415) 3090926<br /> Email: Not looking for a subcontractor 
Company Name: OPPENHEIMER & CO., INC<br /> Contact: BEHZAD MANSOURI<br /> Address: 85 BROAD STREET, NEW YORK, NY 10004<br /> Phone: (212) 6675095<br /> Email: BEHZAD.MANSOURI@OPCO.COMNot looking for a subcontractor 
Company Name: NEW PROVIDENCE<br /> Contact: ALAN MASON<br /> Address: 570 LEXINGTON AVENUE, NEW YORK, NY 10022<br /> Phone: (646) 2921225<br /> Email: ALAN@NEWPROV.COMNot looking for a subcontractor 
Company Name: DREXEL HAMILTON LLC<br /> Contact: MICHAEL IVCIC<br /> Address: 77 WATER STREET, SUITE 201, NEW YORK, NY 10005<br /> Phone: (646) 4121531<br /> Email: MIVCIC@DREXELHAMILTON.COMNot looking for a subcontractor 
Company Name: LM CAPITAL GROUP<br /> Contact: LAURA HIGHTOWER<br /> Address: 750 B STREET, SUITE 3010, SAN DIEGO, CA 92101<br /> Phone: (619) 8141401<br /> Email: LHIGHTOWER@LMCAPITAL.COMNot looking for a subcontractor 
Company Name: SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC.<br /> Contact: SHAWN PARRIS <br /> Address: 7 BRYANT PARK , NEW YORK , NY 10018<br /> Phone: (415) 9439570<br /> Email: SLP33STER@GMAIL.COMNot looking for a subcontractor 
Company Name: WESTERN ASSET MANAGEMENT COMPANY<br /> Contact: SCOTT SMITH<br /> Address: 385 E COLORADO BLVD, PASADENA, CA 91101<br /> Phone: (626) 8444844<br /> Email: SCOTT.SMITH@WESTERNASSET.COMNot looking for a subcontractor 
Company Name: RUSSELL INVESTMENTS<br /> Contact: JOSH GOODELL<br /> Address: 1301 2ND AVE, SEATTLE, WA 98101<br /> Phone: (206) 5054671<br /> Email: JGOODELL@RUSSELLINVESTMENTS.COMNot looking for a subcontractor 
Company Name: M&G INVESTMENTS<br /> Contact: JAMES FRANKLAND<br /> Address: GOVENOR'S HOUSE, LAURENCE POUNTNEY HILL, LONDON, CA EC2V 0HH<br /> Phone: (207) 5482290<br /> Email: JAMES.FRANKLAND@MANDG.CO.UKNot looking for a subcontractor 
Company Name: STATE STREET GLOBAL ADVISORS TRUST COMPANY<br /> Contact: ELLEN POWERS<br /> Address: 1 MARKET STREET, STEUART TOWER, SUITE 1700, SAN FRANCISCO, CA 94105<br /> Phone: (415) 8369813<br /> Email: ELLEN_POWERS@SSGA.COMNot looking for a subcontractor 
Company Name: STANDISH MELLON ASSET MANAGEMENT, LLC<br /> Contact: DANIEL LASS<br /> Address: BNY MELLON CENTER, 1 BOSTON PLACE, BOSTON, MA 021084408<br /> Phone: (415) 4385879<br /> Email: DLASS@STANDISH.COMNot looking for a subcontractor 
Company Name: MILES CAPITAL, INC.<br /> Contact: COURTNEY CLARKE<br /> Address: 1415 28TH STREET, SUITE 200, WEST DES MOINES, IA 50266<br /> Phone: (515) 2242722<br /> Email: CCLARKE@MILES-CAPITAL.COMNot looking for a subcontractor 
Company Name: TCW GROUP <br /> Contact: CHRISTOPHER ALDERS<br /> Address: 865 SOUTH FIGUEROA STREET, LOS ANGELES , CA 90017<br /> Phone: (213) 2440852<br /> Email: CHRIS.ALDERS@TCW.COMNot looking for a subcontractor 
Company Name: C.S. MCKEE, LP<br /> Contact: NANCY BANKER<br /> Address: ONE GATEWAY CENTER, 8TH FLOOR, PITTSBURGH, PA 15222<br /> Phone: (412) 5661234<br /> Email: NBANKER@CSMCKEE.COMNot looking for a subcontractor 
Company Name: MORGAN STANLEY<br /> Contact: KEVIN WALDECK<br /> Address: 555 CALIFORNIA ST, #1450, SAN FRANCISCO, CA 94104<br /> Phone: (415) 5768721<br /> Email: KEVIN.WALDECK@MORGANSTANLEY.COMNot looking for a subcontractor 
Company Name: LOOMIS, SAYLES & COMPANY, L.P.<br /> Contact: PAM MURRAY<br /> Address: ONE FINANCIAL CENTER , BOSTON, MA 02111<br /> Phone: (617) 4822450<br /> Email: PMURRAY@LOOMISSAYLES.COMNot looking for a subcontractor 
Company Name: WELLINGTON MANAGEMENT COMPANY LLP<br /> Contact: KENNETH THELEN, CFA<br /> Address: TWO EMBARCADERO CENTER, SUITE 1645, SAN FRANCISCO, CA 94111<br /> Phone: (617) 2634029<br /> Email: KTHELEN@WELLINGTON.COMNot looking for a subcontractor 
Company Name: OMEGA INVESTMENT MANAGEMENT<br /> Contact: KATHY STEINBRECHER<br /> Address: 1255 TREAT BLVD NUMBER 300, WALNUT CREEK, CA 94597<br /> Phone: (925) 3850407<br /> Email: KS@OMEGAINVESTMENTMANAGEMENT.COMNot looking for a subcontractor 
Company Name: SIT INVESTMENT ASSOCIATES, INC.<br /> Contact: JOHN GIBAS<br /> Address: 80 SOUTH EIGHTH STREET, MINNEAPOLIS, MN 55402<br /> Phone: (612) 3592539<br /> Email: JJG@SITINVEST.COMNot looking for a subcontractor 
Company Name: GOVERNMENT PORTFOLIO ADVISORS<br /> Contact: AMANDA BRINDUSE<br /> Address: 2188 SW PARK PL, SUITE 100, PORTLAND, OR 97205<br /> Phone: (503) 2489973<br /> Email: AMANDA@GPAFIXEDINCOME.COMNot looking for a subcontractor 
Company Name: PUBLIC TRUST ADVISORS, LLC<br /> Contact: THOMAS TIGHT<br /> Address: 201 E PINE STREET, SUITE 750, ORLANDO, FL 32801<br /> Phone: (407) 5889391<br /> Email: TOM.TIGHT@PUBLICTRUSTADVISORS.COMNot looking for a subcontractor 
Company Name: PAYDEN & RYGEL<br /> Contact: DIANE WILLIAMS<br /> Address: 333 SOUTH GRAND AVENUE,, 40TH FLOOR, LOS ANGELES, CA 90071<br /> Phone: (213) 6251900<br /> Email: Not looking for a subcontractor 
Company Name: CAPITAL GUARDIAN TRUST COMPANY<br /> Contact: CHRISTINA CHOI<br /> Address: 333 S. HOPE STREET, LOS ANGELES, CA 90071<br /> Phone: (415) 3937142<br /> Email: CHPC@CAPGROUP.COMNot looking for a subcontractor 
Company Name: GOLDMAN SACHS<br /> Contact: BRIAN LAFFERTY<br /> Address: 71 S. WACKER DRIVE , SUITE 500, CHICAGO, IL 60606<br /> Phone: (312) 6555213<br /> Email: BRIAN.LAFFERTY@GS.COMNot looking for a subcontractor 
Company Name: WELLS FARGO ADVISORS<br /> Contact: RYAN GRASHOW<br /> Address: 10877 WILSHIRE BLVD, 17TH FLOOR, LOS ANGELES, CA 90254<br /> Phone: (310) 4432543<br /> Email: RYAN.GRASHOW@WELLSFARGOADVISORS.COMNot looking for a subcontractor 
Company Name: AMERIVET SECURITIES, INC.<br /> Contact: ELTON JOHNSON JR<br /> Address: 26550 SILVERADO COURT, MORENO VALLEY, CA 92555<br /> Phone: (888) 9600644<br /> Email: ELTON@AMERIVETSECURITIES.COMInvestment advisorsEmail elton@amerivetsecurities.com
Company Name: SUMMIT STRATEGIES GROUP<br /> Contact: JESSICA SCHMIDT<br /> Address: 8182 MARYLAND AVE., 6TH FLOOR, ST. LOUIS , MO 63105<br /> Phone: (314) 7277211<br /> Email: MPOTTER@SSGSTL.COMNot looking for a subcontractor 
Company Name: JPM<br /> Contact: KERWIN DEESE<br /> Address: 3 PARK PLAZA STE 900, IRVINE, CA 92614<br /> Phone: (949) 8334061<br /> Email: KERWIN.P.DEESE@JPMORGAN.COMNot looking for a subcontractor 
Company Name: LAZARD<br /> Contact: EVAN LOREY<br /> Address: 30 ROCKEFELLER PLAZA, 57TH FLOOR, NEW YORK, CA 10112<br /> Phone: (212) 6325844<br /> Email: EVAN.LOREY@LAZARD.COMNot looking for a subcontractor 
Company Name: PENTAD FINANCIAL SERVICES, LLC<br /> Contact: ANTHONY VICARI<br /> Address: 2502 SANTIAGO STREET, SANTA ANA, CA 92706<br /> Phone: (949) 8736740<br /> Email: Not looking for a subcontractor 
Company Name: BLACKROCK<br /> Contact: JONATHAN ALDEN<br /> Address: 400 HOWARD STREET, SAN FRANCISCO, CA 94105<br /> Phone: (415) 6702224<br /> Email: Not looking for a subcontractor 
Company Name: MIRABELLE STRATEGIES, LLC<br /> Contact: DORI GRAFF<br /> Address: 1214 W. BOSTON POST RD, #252, MAMARONECK, NY 10543<br /> Phone: (914) 2221150<br /> Email: not sure yetnot sure yet
[Header:Subcontractors]Services ProvidedContact Instructions
Company Name: CIVILEARTH<br /> Contact: PETER MENG<br /> Address: 4770 EUREKA AVE. #102, YORBA LINDA, CA 92885<br /> Phone: (714) 3126568<br /> Email: PMENG@CIVILEARTH.COM541611 Administrative / General Management Consulting Services 541620 Environmental Consulting Services 541690 Other Scientific714 312 6568 mail@cegtc.com Pacific:Mon-Fri 8:00-17:30
Company Name: SAGE CAPITAL ADVISORS, LLC<br /> Contact: DIANA BLAIR<br /> Address: 5672 LA JOLLA BOULEVARD, LA JOLLA, CA 92037<br /> Phone: (844) 2797243<br /> Email: DBLAIR@SAGE-CAP.COMInvestment Management, Portfolio Review and ReportingDiana Blair 858-459-0172
Company Name: INTERGENERATION CAPITAL MANAGEMENT<br /> Contact: YIN KON<br /> Address: 300 BRICKSTONE SQUARE, SUITE 201, ANDOVER, MA 01810<br /> Phone: (978) 6625172<br /> Email: YINKON@INTERGENCAPMGT.COMGlobal asset allocation, US Equities, International Equities, Funds selection in defined contribution plans.yinkon@intergencapmgt.com T: 323 892 1426
 
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